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Sun Growth Asset Management has been granted to SFC Type 4 and Type 9 Licenses

2018-09-21 17:20 1362

HONG KONG, Sept. 21, 2018 /PRNewswire/ -- Sun Growth Asset Management Limited ("SGAML"), a company under Sun Growth Financial Group ("SGF"), announced that the grant of Securities and Futures Commission of Hong Kong ("SFC") Type 4 license (Advising on securities) and Type 9 license (Asset management), CE No. BKZ493.

The grant of the licenses is a milestone of SGAML, which allows it to manage a portfolio of securities or futures contracts for clients on a discretionary basis and manage funds on a discretionary basis. At the meantime, the license enables SGAML to provide professional and diversified asset management services to its clientele.

Within only two months after obtaining the licenses, SGAML has already been appointed as investment manager for a private hedge fund targeted professional investors (PIs), namely, investors whom meet the requirements of the Securities and Futures (Professional Investor) Rules (Cap. 571).

Experienced Research and Investment Team

Leveraging on the resources of Sun Growth Financial Group, SGAML has built a strong research and investment team comprising of experienced investment specialists. Most of the team members have many years of relevant experience and possess professional qualifications including CFA, FRM, CFPCM, CPA, etc.

With the aim of helping clients achieve their investment goals, the team strives to look at the whole picture. The team believes that having right investment philosophy and adopting effective investment strategies, as well as investing with discipline and abiding by strict risk control rules would help the team to capture different investment opportunities in the market and deliver returns to the clients under any market condition.

Strict Risk Management  

Risk management lies at the heart of SGAML's investment philosophy. It is embedded in all product stages from pre-launch to ongoing operation process. The team applies a spectrum of defined risk management tools throughout the investment process from strategy formulation, investable assets selection, matching client investment constraints with product suitability, to trade execution and portfolio monitoring. It strives for proper compliance in regulatory requirements on risk monitoring and safeguard on client portfolios.

Strives for Building a Diversified Asset Management Platform

Mr. Frank Wong, the Managing Director of SGF said, "SGF is committed to building a comprehensive asset management platform with competitive advantages. With the obtained licenses, we can further enhance the company's asset management capabilities and market competitiveness, and offer more comprehensive and professional investment services to the clients in adherence to the SFC regulatory requirements."

About Sun Growth Asset Management Limited

With Hong Kong Securities and Futures Commission Type 4 license (Advising on securities) and Type 9 license (Asset management), Sun Growth Asset Management Limited ("SGAML") handles a portfolio of investments for clients. From studying the clients' assets to planning and looking after the investments, all the things are looked after by our asset management team and recommendations are provided based on the financial health of each client.

About Sun Growth Financial

With an established presence in Hong Kong and a rapidly expanding network across the globe, Sun Growth Financial ("SGF") provides a wide range of financial services to a diversified client base that includes corporations, financial institutions and individuals in Hong Kong. Since its inception in 1993, SGF has built a strong and loyal clients base through its professional services. Through Sun Growth Securities Limited, SGF provides customers with an extensive range of financial services in relation to securities trading, including Hong Kong securities, China Connect securities and global securities, margin financing and IPO subscription. Through Sun Growth Finance Limited, SGF is committed to providing high-quality credit services to fulfill customers' financial needs, and it works closely with SMEs and individuals to understand their specific concerns in order to offer attentive services and help them pursue their goals. Through Sun Growth Asset Management Limited, SGF handles a portfolio of investments for clients.  In the future, SGF will continue to expand its presence in the financial services sector and build on its 25-year history in the region.

Company Website:  http://www.sgsl-hk.com/

Source: Sun Growth Financial
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